 |
Kei Advisors LLC distributes relevant
updates and alerts to its clients and prospects on regulatory changes
and amendments. These updates and alerts keep executive management
of publicly held companies current with newly adopted regulations
and laws.
Regulation
FD
Securities and Exchange
Commission
| Sarbanes-Oxley Act |
| June 2004 |
NACD Director's Monthly, Sarbanes-Oxley
Raises the Bar for Private Companies |
| Dec. 1, 2003 |
Disclosure
of Nominating Committee Functions and Communications between
Security Holders and Boards of Directors |
| Nov. 24, 2003 |
SEC Adopts
Changes to Issuer Repurchase Safe Harbor Rule 10b-18 |
| Nov. 5, 2003 |
Final
NYSE Corporate Governance Listing Standards Adopted |
| Sept. 16, 2003 |
SEC
Continues to Pursue Reg FD Violators |
| Mar. 26, 2003 |
SEC
Proposes Rules Requiring That Sections 302 and 906 Certifications
be Provided as Exhibits |
| Jan. 27, 2003 |
New
Rules Impacting Annual Filings on Form 10-K |
| Jan. 10, 2003 |
SEC
Proposes Mandatory Electronic Section 16 Filings and Web Site
Posting |
| Nov. 11, 2002 |
SEC
Proposes Rules under the Sarbanes-Oxley Act of 2002 |
| Aug. 30, 2002 |
Sarbanes-Oxley
Act New SEC Rules |
| Aug. 2, 2002 |
Sarbanes-Oxley
Act Impact |
| Jan. 28, 2002 |
SEC
Proposes Rules Relating to Audit Committees of Listed Companies |
|
